Anti-Bribery and Corruption

• This course explores global anti-bribery and anti-corruption legislation, with an emphasis on how enforcement has intensified in recent years. It focuses particularly on the risks associated with doing business in emerging markets, where corruption is more prevalent. Learners will understand regulatory expectations and how to mitigate associated risks.

Suspicious Transactions/Activity Reporting

• Gain a foundational understanding of the Suspicious Transactions/Activity Reporting (STR/SAR) process within financial services. The course outlines how and when to identify and escalate potentially suspicious behaviour. It is essential training for professionals in regulated firms.

Establishing and Maintaining a Strong CDD Programme

• This course provides practical guidance on setting up and managing a robust Customer Due Diligence (CDD) programme. It highlights the risks of inadvertently facilitating money laundering. Participants will learn how to safeguard their institutions by implementing effective controls.

Fraud Detection and Prevention

• Learn how to identify and prevent fraud within a specific industry and regulatory environment. The course examines the legal frameworks and ethical considerations relevant to fraud detection. It also addresses the role of professional associations in promoting integrity.

Whistleblowing

• An introduction to whistleblowing principles, particularly within the UK context. This course explores legal protections, internal reporting procedures, and the value of whistleblowers in uncovering misconduct. It promotes a culture of transparency and accountability.

The Value of Customer Due Diligence (CDD)

• This course emphasises the ongoing nature of Customer Due Diligence and its role in risk management. It explains how thorough CDD protects firms from being exploited by high-risk or illicit clients. Participants will understand how to apply CDD to safeguard organisational integrity.

Market Abuse

• This course helps professionals in FCA-regulated firms identify and respond to market abuse, including insider dealing and market manipulation. It provides a clear overview of legal requirements under UK regulation. Learners will gain the tools to recognise misconduct and respond appropriately.

Introduction to KYC and CDD

• An entry-level course covering Know Your Customer (KYC) and Customer Due Diligence (CDD) practices. It outlines their importance in identifying customer risk and complying with AML/CFT obligations. The course provides practical insights into regulatory requirements and day-to-day application.

Building an AML Risk-Based Approach

• This course outlines the principles of implementing a risk-based approach (RBA) to AML compliance. Participants will learn how to prioritise resources and controls based on assessed risk levels. It aligns with international standards set by the Financial Action Task Force (FATF).

Assessing and Managing AML Risks

• Explore how to identify, assess, and manage risks related to money laundering and financial crime. This course teaches a contextual approach to compliance, balancing efficiency with regulatory demands. Learners will be equipped to build effective risk mitigation strategies.

Anti-Money Laundering and Counter Terrorist Financing

• Designed for professionals in FCA-regulated firms, this introductory course covers the fundamentals of AML and CFT. It explains how these crimes occur and what processes are in place to detect and prevent them. Ideal for new entrants or those needing a refresher on core concepts.

AML Risk Assessment

• This course teaches how to conduct a comprehensive AML risk assessment to guide strategic decision-making. It covers the identification of risk factors and allocation of resources based on prioritised threats. Learners will understand how risk assessments enhance compliance effectiveness.