Fundamentals of the Regulatory Framework for the Financial Services Sector
Overview
As a result, confidence and trust in these markets is vital to these economies’ long-term success and stability. A sudden loss of confidence and trust can lead to the failure of the financial companies involved, which may have an adverse impact on the economy such as a reduction in employment opportunities available to local professionals. Subsequent bank and government bailouts, as well as the impact caused by cuts in government spending and tax hikes, have affected millions of people across the world.
As part of this programme, you will receive one year of free membership to AGRC.
Course Content
- Comprehensive Review of the Major Regulations, Directives, and Regimes to Be Dealt with by Financial Birms.
- MiFID II
- EMIR
- Anti-Money Laundering
- Market Abuse
- Ethics and Compliance
- Data Protection and GDPR
Training Duration & Method
Training Duration
This course may take up to five (5) hours to complete. Keep in mind, however, that actual study time varies based on each learner’s training pace.
Training Method
The course is offered online using a self-paced approach. The learning units consist of video presentations and reading material. Learners may start, stop, and resume their training at any time.
At the end of the training, participants take a quiz to complete their learning and earn a Certificate of Completion.
Who Should Enroll
This course is ideal for anyone wishing to be introduced to the main regulatory provisions in financial services. It is also suitable for professionals pursuing regulatory CPDs in financial regulation.
Accreditation & CPD Recognition
This programme has been developed by the Association of Governance, Risk & Compliance (AGRC), a globally recognised GRC certification organization and network.
The syllabus is verified by external subject matter experts and can be accredited by regulators and other bodies for five (5) CPD units that approve education in financial regulation. The course may be also approved for CPD units by institutions that approve general financial training such as CISI and ACAMS.
Eligibility criteria and CPD units are verified directly by your association, regulator, or other any other body for which you hold membership.